Financial industry


Financial industry
   See Banking.

Historical Dictionary of the Russian Federation. . 2010.

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  • Financial Industry Regulatory Authority — (FINRA) USA The successor organization to the National Association of Securities Dealers, Inc. (NASD). The largest non governmental regulator for all securities firms doing business in the US. FINRA oversees over 5,000 brokerage firms, about… …   Law dictionary

  • Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …   Wikipedia

  • Financial Industry Regulatory Authority - FINRA — A regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange s regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers …   Investment dictionary

  • Financial Industry Regulatory Authority — Die Financial Industry Regulatory Authority (FINRA) ist als Genehmigungsbehörde in den USA hauptsächlich verantwortlich für die Beaufsichtigung von Personen, welche in der Wertpapierbranche involviert sind. Die Securities and Exchange Commission… …   Deutsch Wikipedia

  • Financial Industry Regulatory Authority — El National Association of Securities Dealers (NASD) es una asociación de comerciantes de acciones, cuya oficina principal está en Nueva York (Estados Unidos). El NASD es conocido por ser propietario del NASDAQ Stock Market, una bolsa de valores… …   Wikipedia Español

  • Tombstone (financial industry) — require that most such advertising be in tombstone form, in order to prevent the advertisement from being perceived as a promotion of the particular stock issue involved.A Tombstone Ad is simply an announcement (not an offer) of a new security… …   Wikipedia

  • Financial services — refer to services provided by the finance industry. The finance industry encompasses a broad range of organizations that deal with the management of money. Among these organizations are credit unions, banks, credit card companies, insurance… …   Wikipedia

  • Financial Services Modernization Act of 1999 — Gramm Leach Bliley Act (GLBA) USA Also known as the Financial Services Modernization Act of 1999. The GLBA repealed provisions of the Banking Act of 1933 (Glass Steagall Act) which prohibited one institution from acting as an investment bank,… …   Law dictionary

  • Financial planner — A financial planner or personal financial planner is a practicing professional who helps people deal with various personal financial issues through proper planning, which includes but is not limited to these major areas: cash flow management,… …   Wikipedia

  • Financial adviser — Personal finance Credit and debt Pawnbroker Student loan Employment contract Salary Wage Em …   Wikipedia